Robert A. Mcdowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Arthur Mcdowell, who also goes by Bob Mcdowell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 1993 - May 12, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 29, 1993 - May 12, 1995
SIGNATOR INVESTORS, INC.
August 8, 1988 - October 29, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 8, 1988 - October 29, 1992
PRUCO SECURITIES, LLC.
May 25, 1981 - June 21, 1988
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
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