DC
Daniel S. Cortez
WEALTHFORGE SECURITIES
Richmond, VA 23230
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CRD#: 7312481
DC
Professional summary
Daniel Steven Cortez is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Steven Cortez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2025 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230BD
CRD#: 152550
Richmond, VA
Past
January 30, 2023 - May 10, 2023
CNL SECURITIES CORP.
BD
CRD#: 10356
ORLANDO, FL
Past
March 3, 2021 - December 9, 2022
CNL SECURITIES CORP.
BD
CRD#: 10356
ORLANDO, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/7/2025)
RR
Alaska(3/7/2025)
RR
Arizona(3/7/2025)
RR
Arkansas(3/7/2025)
RR
California(3/7/2025)
RR
Colorado(3/7/2025)
RR
Connecticut(3/7/2025)
RR
Delaware(3/7/2025)
RR
District of Columbia(3/7/2025)
RR
Florida(3/7/2025)
RR
Georgia(3/7/2025)
RR
Hawaii(3/7/2025)
RR
Idaho(3/7/2025)
RR
Illinois(3/7/2025)
RR
Indiana(3/7/2025)
RR
Iowa(3/7/2025)
RR
Kansas(3/7/2025)
RR
Kentucky(3/7/2025)
RR
Louisiana(3/7/2025)
RR
Maine(3/7/2025)
RR
Maryland(3/7/2025)
RR
Massachusetts(3/7/2025)
RR
Michigan(3/7/2025)
RR
Minnesota(3/7/2025)
RR
Mississippi(3/7/2025)
RR
Missouri(3/7/2025)
RR
Montana(3/7/2025)
RR
Nebraska(3/7/2025)
RR
Nevada(3/7/2025)
RR
New Hampshire(3/7/2025)
RR
New Jersey(3/7/2025)
RR
New Mexico(3/7/2025)
RR
New York(3/7/2025)
RR
North Carolina(3/7/2025)
RR
North Dakota(3/7/2025)
RR
Ohio(3/7/2025)
RR
Oklahoma(3/7/2025)
RR
Oregon(3/7/2025)
RR
Pennsylvania(3/7/2025)
RR
Puerto Rico(3/7/2025)
RR
Rhode Island(3/7/2025)
RR
South Carolina(3/7/2025)
RR
South Dakota(3/7/2025)
RR
Tennessee(3/7/2025)
RR
Texas(3/7/2025)
RR
Utah(3/7/2025)
RR
Vermont(3/7/2025)
RR
Virgin Islands(3/7/2025)
RR
Virginia(3/7/2025)
RR
Washington(3/7/2025)
RR
West Virginia(3/7/2025)
RR
Wisconsin(3/7/2025)
RR
Wyoming(3/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/3/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFORGE SECURITIES, LLC
CRD#: 152550Richmond, VA 23230TRUST BUT VERIFY
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