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JT

Jeremiah L. Tucker

INDEPENDENT WEALTH NETWORK
Windham, ME
Some features on this profile are disabled
CRD#: 7311878
JT
Jeremiah Luke TuckerINDEPENDENT WEALTH NETWORK

Professional summary

Jeremiah Luke Tucker, who also goes by Jeremia L Tucker, Jeremiah L Tucker, Jeremiah Tucker, Luke J Tucker, Luke Tucker, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Windham, Maine.

Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jeremiah has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Jeremia L Tucker | Jeremiah L Tucker | Jeremiah Tucker | Luke J Tucker | Luke Tucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Luke Tucker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 21, 2026 - Present

INDEPENDENT WEALTH NETWORK, INC.

RIA
CRD#: 286262
Windham, ME
Past

June 20, 2025 - March 31, 2026

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Portland, ME
Past

June 18, 2025 - March 18, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Portland, ME
Past

June 13, 2024 - May 22, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PORTLAND, ME
Past

June 12, 2024 - May 15, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PORTLAND, ME
Past

April 30, 2021 - May 22, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Portland, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS

CRD#: 286262 / SEC#: 801-110559

RIA
Registered Investment Advisory firm - (6/1/2017 Approved)
Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(7/21/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/9/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/7/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/8/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/30/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/29/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/2022
General Securities Principal Examination

Current Firm

IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS

CRD#: 286262 / SEC#: 801-110559

RIA
Registered Investment Advisory firm - (6/1/2017 Approved)
Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)
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Contact information

Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

250106 ADV 2A (1/6/2025)

Regulatory assets under management

Total Number of Accounts2,626
AUM (Assets Under Management)$ 422,577,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INDEPENDENT WEALTH NETWORK, INC.

CRD#: 286262Windham, ME

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