Raymond M. Mullaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Michael Mullaney was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1981. Raymond had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2019 - September 15, 2023
NIGHTINGALE ADVISORS, LLC
April 10, 2018 - December 31, 2018
NIGHTINGALE ADVISORS, LLC
March 15, 2010 - December 31, 2010
INVESTORS REPUBLIC, INC.
August 17, 2009 - December 8, 2009
INVESTORS REPUBLIC, INC.
January 2, 2008 - December 16, 2015
MULLANEY TRUST
September 16, 2005 - December 31, 2007
MULLANEY TRUST
January 1, 2005 - September 18, 2007
SECURITIES RESEARCH, INC. OF FLORIDA
June 26, 2002 - December 13, 2002
S.W. BACH & COMPANY
March 12, 2002 - July 11, 2002
MML INVESTORS SERVICES, LLC
March 1, 2000 - August 15, 2001
CANTELLA & CO., INC.
September 13, 1995 - March 26, 1998
CANTELLA & CO., INC.
May 23, 1995 - August 25, 1995
CHACONIA FINANCIAL SERVICES, INC.
April 3, 1991 - December 31, 1991
CANTELLA & CO., INC.
April 26, 1982 - April 2, 1991
BENNETT, MULLANEY & CO., INC.
October 21, 1981 - August 5, 1982
CM SECURITIES, INC.
May 18, 1981 - September 23, 1981
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NIGHTINGALE ADVISORS, LLC
CRD#: 293194 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 1,135,238 |
Red Flags
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