Michael A. Marangiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Marangiello, who also goes by Michael A Marangiello, Michael Marangiello, Mike Marangiello, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - June 26, 2020
USAA INVESTMENT SERVICES COMPANY
April 4, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
March 21, 2013 - June 19, 2020
USAA FINANCIAL ADVISORS, INC.
September 26, 2011 - March 1, 2013
FIFTH THIRD SECURITIES, INC.
September 20, 2011 - March 1, 2013
FIFTH THIRD SECURITIES, INC.
March 5, 2008 - May 9, 2011
RAYMOND JAMES & ASSOCIATES, INC.
February 28, 2008 - May 9, 2011
RAYMOND JAMES & ASSOCIATES, INC.
April 11, 2005 - February 27, 2008
TRUIST INVESTMENT SERVICES, INC.
April 11, 2005 - February 27, 2008
TRUIST INVESTMENT SERVICES, INC.
March 17, 2003 - March 31, 2005
CHASE INVESTMENT SERVICES CORP.
February 11, 2003 - March 31, 2005
CHASE INVESTMENT SERVICES CORP.
March 5, 2002 - June 11, 2002
METROPOLITAN LIFE INSURANCE COMPANY
March 5, 2002 - June 11, 2002
MSI FINANCIAL SERVICES, INC.
October 9, 2001 - February 4, 2002
SALOMON GREY FINANCIAL CORPORATION
May 14, 1999 - October 15, 1999
KEYBANC CAPITAL MARKETS INC.
February 26, 1998 - June 10, 1999
KEY INVESTMENTS INC.
September 18, 1996 - June 11, 1998
CHASE INVESTMENT SERVICES CORP.
January 31, 1996 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
June 1, 1992 - October 2, 1995
CITICORP INVESTMENT SERVICES
January 13, 1992 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
February 14, 1983 - June 21, 1989
GLEACHER & COMPANY SECURITIES, INC.
January 29, 1982 - March 2, 1983
FINANCIAL SQUARE PARTNERS
May 18, 1981 - February 2, 1983
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
