Nataniel P. Simon

STRATEGIC ASSET ALLIANCE

Seminole, FL

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CRD#: 7310834

Professional summary

Nataniel Paul Simon, who also goes by Nathaniel Paul Simon, is a registered financial advisor currently at STRATEGIC ASSET ALLIANCE located in Seminole, Florida.

Nataniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nataniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathaniel Paul Simon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nataniel Paul Simon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2020 - Present

STRATEGIC ASSET ALLIANCE

RIA

CRD#: 148763

Seminole, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ASSET ALLIANCE

SAA ADVISORS, INC. | STRATEGIC ASSET ALLIANCE

CRD#: 148763 / SEC#: 801-69727

RIA

Registered Investment Advisory firm - (11/24/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/20/2024)

IAR

Texas
(12/21/2020)

IAR

Washington
(12/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2020

Uniform Investment Adviser Law Examination

Current Firm

STRATEGIC ASSET ALLIANCE

SAA ADVISORS, INC. | STRATEGIC ASSET ALLIANCE

CRD#: 148763 / SEC#: 801-69727

RIA

Registered Investment Advisory firm - (11/24/2008 Approved)

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Contact information

Main Address

500 108th Avenue Ne Suite 1100, Bellevue, WA 98004

Mailing Address

Phone number

(360) 255-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

STRATEGIC ASSET ALLIANCE ADV BROCHURE (9/2/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nataniel P. Simon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nataniel Paul Simon's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ASSET ALLIANCE

Primary Firm SEC Registration

STRATEGIC ASSET ALLIANCE

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2020

Current Firm

STRATEGIC ASSET ALLIANCE

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STRATEGIC ASSET ALLIANCE

TRUST BUT VERIFY

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