Jason S. Mehta
Professional summary
Jason S Mehta, who also goes by Jason Sunil Mehta, is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2021. Jason has worked at 2 firms and has passed the Series 3, Series 7TO, Series 99TO, SIE and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason S Mehta's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2021 - Present
WEBULL FINANCIAL LLC
Office #1: 44 Wall Street 2nd Floor, New York, NY 10005March 11, 2021 - August 20, 2021
TD PRIVATE CLIENT WEALTH LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/2/2022
General Securities Representative ExaminationSeries 99TO
Date: 3/5/2021
Operations Professional ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
