Camille C. Cotran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Camille Chafic Cotran was a registered financial professional .
Camille is a previously registered financial professional and started their career in finance in 1981. Camille had worked at 3 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 1986 - July 22, 1988
SBC WARBURG DILLON READ INC.
February 19, 1986 - April 16, 1986
DILLON, READ SECURITIES INC.
August 1, 1984 - February 28, 1986
SBC WARBURG DILLON READ INC.
May 18, 1981 - June 19, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 8/10/1983
Interest Rate Options ExaminationCurrent Firm
SBC WARBURG DILLON READ INC.
CRD#: 1650 / SEC#: , 8-9262
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
