Jeffrey L. Sellers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lynn Sellers, who also goes by Jeffrey Lynn Sellars, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1981. Jeffrey had worked at 13 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1996 - December 18, 1996
PARK FINANCIAL GROUP, INC.
March 11, 1996 - August 1, 1996
SOUTHERN FINANCIAL GROUP, INC.
December 15, 1995 - January 15, 1996
EMPIRE FINANCIAL GROUP, INC.
March 22, 1993 - December 1, 1995
AMERIPRISE ADVISOR SERVICES, INC.
August 24, 1992 - March 10, 1993
EQUITABLE ADVISORS, LLC
August 12, 1992 - March 10, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 7, 1990 - August 10, 1992
BROKERS EXCHANGE, INC.
May 26, 1988 - October 3, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 24, 1987 - February 10, 1988
THE PINNACLE GROUP, INC.
April 21, 1986 - June 23, 1987
UBS FINANCIAL SERVICES INC.
March 5, 1982 - April 19, 1986
E. F. HUTTON & COMPANY INC
November 12, 1981 - March 2, 1982
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1981 - October 6, 1983
MARION BASS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/1/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PARK FINANCIAL GROUP, INC.
CRD#: 30582 / SEC#: , 8-45018
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07, KEVIN CARRENO AND KENNON FLEANOR, CO-TRUSTEES | SOLE OWNER | |
| CARRENO, KEVIN ANDREW | TRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07 | 2047444 |
| KEENON RICHARD FLEENOR | TRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07 | |
| OHAB, PAMELA CATHY | FINOP | 2700308 |
| PROCTOR, DARRYL LOUIS | CHIEF COMPLIANCE OFFICER | 1227476 |
| ROLINSON, ERIC MATTHEW | TRADING SUPERVISOR | 4898728 |
| ROLINSON, ERIC MATTHEW | FINOP | 4898728 |
| ROLINSON, ERIC MATTHEW | PRESIDENT/CEO | 4898728 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
