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Cody Wald

Cody Wald

FIRST CLASS FINANCIAL | Financial Advisor
GOLDEN VALLEY, MN
Some features on this profile are disabled
CRD#: 7310149
Cody Wald

Professional summary

Cody Wald, who also goes by Cody Andrew Wald, is a registered financial advisor currently at FIRST CLASS FINANCIAL located in Golden Valley, Minnesota.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cody has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

What are your service offerings?
Retirement Planning Strategies
Investment Management
Insurance
Are you a "fiduciary"?
Yes

Aliases

Cody Andrew Wald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Wald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 4, 2026 - Present

FIRST CLASS FINANCIAL

RIA
CRD#: 341096
GOLDEN VALLEY, MN
Past

October 21, 2021 - April 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Lakeville, MN
Past

May 27, 2021 - April 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Lakeville, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(5/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/23/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/27/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/16/2021
Securities Industry Essentials Examination

Current Firm

FC
FIRST CLASS FINANCIAL
FIRST CLASS FINANCIAL | FIRST CLASS FINANCIAL LLC

CRD#: 341096 / SEC#:

Minnesota
Registered Investment Advisory firm - (5/4/2026 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Golden Valley, MN
Mailing Address
Phone number
(763) 232-3790
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST CLASS FINANCIAL

Financial AdvisorCRD#: 341096Golden Valley, MN

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Contact information

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