Max Bertman

NAME OF ENTITY: Independent Insurance Agent; Yes; 15 Alfred St; Warwick; RI; 02889; Fixed Insurance Sales; Independent Insurance Agent; 12/1/2021; 2; 0; Sales of fixed insurance products| PLANT DOCS POSITION: Director NATURE: I will be a board member for the non-profit Plant docs. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2023 ADDRESS: 161 Terrace Ave, Riverside RI 02915, United States DESCRIPTION: I will attend quarterly board meetings andalong with other board members providegovernance. SYSTEM4 IPS POSITION: Co-owner NATURE: Details are the same as the PST request that was approved. INVESTMENT RELATED: No NUMBER OF HOURS: 22 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2026 ADDRESS: 30 Romao Vineyard Way, Unit 114, North Kingstown RI 02852, United States DESCRIPTION: My functions within the business will be five core things:1. Manage Accounts Payable & Receivable- The business has an employee managing these obligations now. My role would be to check their work. It will take approximately 4 hours per month and can be done outside of business hours.2. Manage Payroll- The business uses software that automates most of this. I will oversee the software, and it will take roughly 2 hours a month and can be done outside of normal business hours.3. Bank Account Reconciliations- This is done monthly and takes 2 hours and can be done outside of business hours.4. Monthly Financial Reporting & Close- This is done monthly and takes roughly 8 hours. It can also be done outside of business hours but I am assuming half (4/8 hours) will be during business hours in case I need to coordinate with other staff.5. Budgeting & Forecasting- This is done monthly and takes roughly 6 hours. This can be done outside of business hours. PLUM BEACH PARTNERS LLC POSITION: Co-Owner NATURE: Plum beach acquisitions will look to acquire a business that cleans commercial kitchens and homes. We plan to submit an LOI to purchase this business within a week and after we have the business under an LOI, we will conduct due diligence and negotiate a final purchase price with the sellers. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2025 ADDRESS: 45 Taft Ave, Providence RI 02906, United States DESCRIPTION: I will work on overall business strategy, training new employees, budgeting and forecasting finances, and