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SA

Samuel B. Altman

PERIGEE SECURITIES LP
SARASOTA, FL 34236
Some features on this profile are disabled
CRD#: 7309920
SA

Professional summary


Samuel Brandon Altman is a registered financial professional currently at PERIGEE SECURITIES LP located in Sarasota, Florida.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2020. Samuel has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Samuel Brandon Altman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 21, 2020 - Present

PERIGEE SECURITIES LP

Office #1: 1990 Main Street Ph 11, Sarasota, FL 34236
BD
CRD#: 123210
SARASOTA, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/21/2021)
RR
Georgia
(1/21/2021)
RR
Indiana
(1/21/2021)
RR
Kansas
(3/13/2023)
RR
Louisiana
(1/25/2021)
RR
Massachusetts
(1/21/2021)
RR
Michigan
(1/22/2021)
RR
Missouri
(1/21/2021)
RR
New York
(1/21/2021)
RR
North Carolina
(1/21/2021)
RR
South Carolina
(1/21/2021)
RR
Texas
(1/21/2021)
RR
Virginia
(1/21/2021)
RR
Washington
(3/1/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 1/21/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2020
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PERIGEE SECURITIES LP
PERIGEE SECURITIES LP

CRD#: 123210 / SEC#: , 8-65574

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1990 Main Street Ph 11, Sarasota, FL 34236
Mailing Address
1990 Main Street Ph 11, Sarasota, FL 34236
Phone number
(941) 955-0929
Established
Delaware since 06/28/2002
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STROBEL INVESTMENTS LPLIMITED PARTNER
PERIGEE GROUP LLCGENERAL PARTNER
STROBEL, GEORGE LEWIS IIDESIGNATED PRINCIPAL/FINOP/CCO2654327

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PERIGEE SECURITIES LP

CRD#: 123210Sarasota, FL 34236

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