Jean A. Colin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Ann Colin, who also goes by Delvecchio Colin, Jean Ann Delvecchio, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1981. Jean had worked at 8 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1991 - April 16, 2026
FIRST BROKERS SECURITIES LLC
June 22, 1990 - April 2, 1991
W.A. CAPITAL MARKETS
November 1, 1989 - May 21, 1990
GINTELCO, INC.
July 18, 1985 - June 29, 1989
GINTELCO, INC.
October 2, 1984 - June 29, 1985
GINTEL & CO., LLC
August 30, 1984 - December 21, 1984
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
May 18, 1983 - June 15, 1984
RUSSELL & CO
June 8, 1982 - April 5, 1983
LEHMAN BROTHERS INC.
May 18, 1981 - September 17, 1981
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
