Lawrence P. Ehren
Professional summary
Lawrence Peter Ehren was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Lawrence had worked at 6 firms, which includes LANDOLT SECURITIES INC., OBERWEIS SECURITIES INC., GENEVA SECURITIESINC., PFS INVESTMENTS INC., I.M. SIMON & CO. INC., MARQUETTE FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2016 - December 31, 2019
LANDOLT SECURITIES, INC.
November 1, 1999 - November 21, 2016
OBERWEIS SECURITIES, INC.
October 18, 1989 - November 1, 1999
GENEVA SECURITIES,INC.
July 22, 1987 - October 6, 1989
PFS INVESTMENTS INC.
April 19, 1982 - November 1, 1983
I.M. SIMON & CO., INC.
May 18, 1981 - April 13, 1982
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Contact information
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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