Nick M. Allen

COVINGTON INVESTMENT ADVISORS

Ligonier, PA 15658

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CRD#: 7309581

Professional summary

Nick Michael Allen is a registered financial advisor currently at COVINGTON INVESTMENT ADVISORS, INC. located in Ligonier, Pennsylvania.

Nick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nick has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nick Michael Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2020 - Present

COVINGTON INVESTMENT ADVISORS, INC.

Office #1: 301 East Main Street, Ligonier, PA 15658

RIA

CRD#: 127270

Ligonier, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVINGTON INVESTMENT ADVISORS, INC.

CRD#: 127270 / SEC#: 801-62139

RIA

Registered Investment Advisory firm - (6/19/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/29/2022)

IAR

Pennsylvania
(10/29/2020)

IAR

Texas
(6/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2019

Uniform Investment Adviser Law Examination

Current Firm

COVINGTON INVESTMENT ADVISORS, INC.

CRD#: 127270 / SEC#: 801-62139

RIA

Registered Investment Advisory firm - (6/19/2003 Approved)

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Contact information

Main Address

301 East Main Street, Ligonier, PA 15658

Mailing Address

Phone number

(724) 238-0151

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II FEBRUARY 2025 (2/24/2025)

FORM CRS (2/24/2025)

Regulatory assets under management

Total Number of Accounts	579
AUM (Assets Under Management)	$ 808,802,171

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/15/2025	Cover Page	Report
10/10/2024	Cover Page	Report
09/27/2023	Cover Page	Report
05/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nick M. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nick Michael Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

COVINGTON INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

COVINGTON INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2019

Current Firm

COVINGTON INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COVINGTON INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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