Ryan M. Robertson

CLUNE & ASSOCIATES

CHICAGO, IL 60611

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CRD#: 7309576

Professional summary

Ryan Marc Robertson, who also goes by Ryan Robertson, is a registered financial advisor currently at CLUNE & ASSOCIATES located in Chicago, Illinois.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ryan has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Marc Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2023 - Present

CLUNE & ASSOCIATES

Office #1: 980 N Michigan Avenue Ste 1320, Chicago, IL 60611

RIA

CRD#: 104708

CHICAGO, IL

Past

June 11, 2021 - May 30, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLUNE & ASSOCIATES

CLUNE & ASSOCIATES | CLUNE & ASSOCIATES, LTD.

CRD#: 104708 / SEC#: 801-34937

RIA

Registered Investment Advisory firm - (8/4/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/5/2023)

IAR

Texas
(7/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/25/2021

Securities Industry Essentials Examination

Current Firm

CLUNE & ASSOCIATES

CLUNE & ASSOCIATES | CLUNE & ASSOCIATES, LTD.

CRD#: 104708 / SEC#: 801-34937

RIA

Registered Investment Advisory firm - (8/4/1989 Approved)

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Contact information

Main Address

980 N Michigan Avenue Ste 1320, Chicago, IL 60611

Mailing Address

Phone number

(312) 644-6040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-05-08 CLUNE & ASSOCIATES FORM ADV PART 2A (5/8/2025)

Regulatory assets under management

Total Number of Accounts	810
AUM (Assets Under Management)	$ 630,126,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan M. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Marc Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLUNE & ASSOCIATES

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CLUNE & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2023

Series 63

Date: 8/30/2021

Series 7TO

Date: 6/11/2021

SIE

Date: 3/25/2021

Current Firm

CLUNE & ASSOCIATES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLUNE & ASSOCIATES

TRUST BUT VERIFY

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