WF
William S. Fischer-colbrie
ALTO SECURITIES
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 7309463
WF
Professional summary
William Scott Fischer-colbrie is a registered financial professional currently at ALTO SECURITIES, LLC located in Nashville, Tennessee.
William is registered as a RR (Registered Representative) and started their career in finance in 2021. William has worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Scott Fischer-colbrie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2024 - Present
ALTO SECURITIES, LLC
Office #1: 500 11th Avenue N Suite 790, Nashville, TN 37203BD
CRD#: 318536
Nashville, TN
Past
February 28, 2023 - January 25, 2024
OPENDEAL BROKER LLC
BD
CRD#: 291387
NEW YORK, NY
Past
December 10, 2021 - April 4, 2023
OPENDEAL BROKER LLC
BD
CRD#: 297797
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Alaska(1/2/2025)
RR
Arizona(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(5/3/2024)
RR
Colorado(1/2/2025)
RR
Connecticut(5/3/2024)
RR
Delaware(5/3/2024)
RR
District of Columbia(1/2/2025)
RR
Florida(5/3/2024)
RR
Georgia(1/2/2025)
RR
Hawaii(1/2/2025)
RR
Idaho(1/2/2025)
RR
Illinois(5/3/2024)
RR
Indiana(1/2/2025)
RR
Iowa(1/2/2025)
RR
Kansas(1/2/2025)
RR
Kentucky(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Maine(1/2/2025)
RR
Maryland(1/2/2025)
RR
Massachusetts(5/3/2024)
RR
Michigan(5/3/2024)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Missouri(1/2/2025)
RR
Montana(1/2/2025)
RR
Nebraska(1/2/2025)
RR
Nevada(1/2/2025)
RR
New Hampshire(1/2/2025)
RR
New Jersey(5/3/2024)
RR
New Mexico(1/2/2025)
RR
New York(5/3/2024)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/2/2025)
RR
Ohio(5/5/2024)
RR
Oklahoma(1/2/2025)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/2/2025)
RR
Rhode Island(1/2/2025)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/2/2025)
RR
Tennessee(5/3/2024)
RR
Texas(5/3/2024)
RR
Utah(1/2/2025)
RR
Vermont(1/2/2025)
RR
Virginia(5/3/2024)
RR
Washington(5/3/2024)
RR
West Virginia(1/2/2025)
RR
Wisconsin(1/2/2025)
RR
Wyoming(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 8/31/2021
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ALTO SECURITIES, LLC
ALTO SECURITIES, LLC
CRD#: 318536 / SEC#: , 8-70863
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
500 11th Avenue N Suite 790, Nashville, TN 37203
Mailing Address
500 11th Avenue N Suite 790, Nashville, TN 37203
Phone number
(917) 495-8074
Established
Delaware since 12/20/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
