Theodore S. Dumas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Simon Dumas, who also goes by Ted Dumas, Theo Dumas, Theodore S Dumas, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1970. Theodore had worked at 9 firms and has passed the Series 63, Series 7, V06 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2008 - December 5, 2012
W3 WEALTH ADVISORS, LLC
February 11, 2008 - December 17, 2012
VALMARK ADVISERS, INC.
February 8, 2008 - December 17, 2012
VALMARK SECURITIES, INC.
May 1, 2000 - June 20, 2008
DUMAS & MOYER INC.
August 19, 1999 - February 12, 2008
OSAIC WEALTH, INC.
November 19, 1989 - February 12, 2008
OSAIC WEALTH, INC.
November 12, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 13, 1981 - January 27, 1984
AMERICAN UNITED LIFE INSURANCE COMPANY
October 20, 1980 - November 17, 1982
EQUITABLE ADVISORS, LLC
August 1, 1970 - December 1, 1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
V06
Date: 7/22/1970
Variable Annuities Module ExaminationCurrent Firm
W3 WEALTH ADVISORS, LLC
CRD#: 129549 / SEC#:
Contact information
Red Flags
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