DD
Danielle Delprato
NEUBERGER BERMAN BD LLC
West Palm Beach, FL 33401
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CRD#: 7308864
DD
Professional summary
Danielle Delprato is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in West Palm Beach, Florida.
Danielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Danielle has worked at 3 firms and has passed the Series 66, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)NAME: BMVIEW CONSULTING INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PROVIDE MANAGEMENT CONSULTING POSITION: CO-OWNER START DATE: 05/2015 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: DANIELLE DELPRATO INV REL: Y ADDR: 250 AUSTRALIAN AVENUE, WEST PALM BEACH, FL 33401 NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH, WORKERS COMP, GROUP DISABILITY POSITION: SALES AGENT START: 03/26/2021 NO HRS/MO: 6 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: SELL & SERVICE OF FIXED INSURANCE PRODUCTS. (3)NAME: DF DELPRATO FINANCIAL CONSULTING INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER- LEGAL ENTITY FOR TAX PURPOSES POSITION: OWNER START: 8/11/2021 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: NO COMPENSATION ONLY USING FOR TAX PURPOSES.
CRS (Client Relationship Summary) - RIA
Click below to view Danielle Delprato's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Danielle Delprato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2025 - Present
NEUBERGER BERMAN BD LLC
Office #1: City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401RIA
BD
CRD#: 2908
West Palm Beach, FL
Current
May 5, 2025 - Present
NEUBERGER BERMAN BD LLC
Office #1: City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401RIA
BD
CRD#: 2908
West Palm Beach, FL
Past
March 22, 2024 - March 3, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Boca Raton, FL
Past
March 21, 2024 - March 3, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Boca Raton, FL
Past
July 9, 2021 - February 8, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WEST PALM BEACH, FL
Past
February 11, 2021 - February 8, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WEST PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/5/2025)
IAR
Florida(5/6/2025)
RR
New York(5/5/2025)
IAR
New York(5/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2021
General Securities Representative ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1290 Avenue Of The Americas, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas, New York, NY 10104
Phone number
(212) 476-9000
Established
Delaware since 11/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,058
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
