Larry C. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Cordell Robinson was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1981. Larry had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2016 - January 21, 2020
TUCKER ASSET MANAGEMENT LLC
May 31, 1989 - July 15, 1989
FIRST AFFILIATED SECURITIES
May 23, 1988 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
July 7, 1987 - May 26, 1988
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
October 13, 1983 - February 12, 1986
WASHINGTON NATIONAL EQUITY COMPANY
May 18, 1981 - January 4, 1983
UNITED CAPITAL SECURITIES, INC.
Primary Firm SEC Registration
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
