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AP

Amy K. Parker

Some features on this profile are disabled
CRD#: 730875
AP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy Kathryn Parker, who also goes by Amy Parker Hawkinson, Amy Parker, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 1981. Amy had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Parker Hawkinson | Amy Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 19, 2017 - May 12, 2020

NEWPORT GROUP CONSULTING, LLC

RIA
CRD#: 140944
LAKE MARY, FL
Past

May 21, 2007 - December 21, 2017

NEWPORT GROUP SECURITIES, INC.

RIA
CRD#: 29722
Lake Mary, FL
Past

April 11, 2007 - May 12, 2020

NEWPORT GROUP SECURITIES, INC.

BD
CRD#: 29722
Lake Mary, FL
Past

January 18, 2006 - December 4, 2006

CAPFINANCIAL SECURITIES, LLC.

RIA
CRD#: 126291
ATLANTA, GA
Past

January 11, 2006 - December 4, 2006

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
ATLANTA, GA
Past

September 1, 2004 - December 14, 2005

PALMER & CAY INVESTMENT SERVICES INC

RIA
CRD#: 110661
ATLANTA, GA
Past

July 7, 2004 - December 14, 2005

PALMER & CAY SECURITIES CORPORATION

BD
CRD#: 113747
CHARLOTTE, NC
Past

January 3, 2003 - June 22, 2004

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

November 28, 1994 - January 3, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

October 14, 1988 - November 29, 1994

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

March 16, 1987 - October 14, 1988

JOHNSON, LANE, SPACE, SMITH & CO., INC.

BD
CRD#: 472
Past

May 6, 1985 - March 27, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

May 18, 1981 - May 8, 1985

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NG
NEWPORT GROUP CONSULTING, LLC
INTERSERV, LLC | NEWPORT GROUP CONSULTING, LLC | NEWPORT GROUP

CRD#: 140944 / SEC#: 801-66908

RIA
Registered Investment Advisory firm - (6/20/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1981
General Securities Representative Examination

Current Firm

NG
NEWPORT GROUP CONSULTING, LLC
INTERSERV, LLC | NEWPORT GROUP CONSULTING, LLC | NEWPORT GROUP

CRD#: 140944 / SEC#: 801-66908

RIA
Registered Investment Advisory firm - (6/20/2006 Approved)
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Contact information

Main Address
300 Primera Blvd. Suite 200, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 333-2905
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

NGC ADV PART 2A-2B COMBINED AMEND 05-13-2024 V2 (11/11/2025)
MANAGED ACCOUNT SERVICE ADV PART 2A AND 2B 08-22-2024 FINAL (3/24/2025)

Regulatory assets under management

Total Number of Accounts3,858
AUM (Assets Under Management)$ 4,397,492,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEWPORT GROUP CONSULTING, LLC

CRD#: 140944

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