Casin K. South

TRADEWAY

MEXIA, TX

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CRD#: 7308251

Professional summary

Casin Koy South is a registered financial advisor currently at TRADEWAY located in Mexia, Texas.

Casin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Casin has worked at 2 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

5/2020 - Real Estate Rental - SOUTH COMPANY INVESTMENTS, LLC - Investment Related - 3284 White Switch RD, Navasota TX, 77868

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casin Koy South's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2023 - Present

TRADEWAY

RIA

CRD#: 281879

MEXIA, TX

Past

January 25, 2021 - July 7, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

CALDWELL, TX

Past

December 10, 2020 - July 7, 2023

LPL FINANCIAL LLC

CRD#: 6413

CALDWELL, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWAY

DESIGNER TECHNOLOGIES, INC. | TRADEWAY | NVOWS | NEUVENTURE ON WALL STREET | DTI NEUVENTURE

CRD#: 281879 / SEC#: 801-107518

RIA

Registered Investment Advisory firm - (4/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/21/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/13/2020

Securities Industry Essentials Examination

Current Firm

TRADEWAY

DESIGNER TECHNOLOGIES, INC. | TRADEWAY | NVOWS | NEUVENTURE ON WALL STREET | DTI NEUVENTURE

CRD#: 281879 / SEC#: 801-107518

RIA

Registered Investment Advisory firm - (4/15/2016 Approved)

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Contact information

Main Address

Mexia, TX

Mailing Address

2028 E. Ben White Blvd. #240-7073, Austin, TX 78741

Phone number

(877) 777-0703

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRADEWAY ADV PART 2A 08 07 2024 FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,081
AUM (Assets Under Management)	$ 91,179,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Casin K. South

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casin Koy South's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TRADEWAY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2023

Series 66

Date: 1/21/2021

Series 7TO

Date: 12/10/2020

SIE

Date: 10/13/2020

Current Firm

TRADEWAY

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWAY

TRUST BUT VERIFY

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