William T. Hill

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CRD#: 730816

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Thomas Hill, CFA, who also goes by Tom Hill, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1981. William had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tom Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.WILLIAM C. HILL TRUST B, INSURANCE TRUST. 46 ALSACE CT. LITTLE ROCK, AR 72223. TRUSTEE. 1/2 PER WEEK. 2.PURE SAND AND GRAVEL, LLC. 46 ALSACE CT. LITTLE ROCK, AR 72223. TIMBER & LAND. MEMBER OF LLC. START DATE MAY 06 2008. 1-10 HOURS PER MONTH. NONE DURING TRADING HOURS. NOT INVESTMENT RELATED 3. SHERWOOD FORESTLANDS, LLC 7 CHERRY CREEK CR., LITTLE ROCK, AR 72212 TIMBERLAND INVESTMENT APPX. 10-06-2004 1/2 HOUR PER MONTH 1/2 HOUR PER MONTH DURING TRD HRS LLC MEMBER 4. TAIGA PARTNERS, LLC, 46 ALACE CT., LITTLE ROCK, AR 72223. TIMBERLAND INVESTMENT. MANAGING MEMBER, 1 HR./MO., OVERSEE CHECKBOOK.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

November 2, 2009 - January 11, 2023

FOUNDATION RESOURCE MANAGEMENT, INC.

RIA

CRD#: 116359

LITTLE ROCK, AR

Past

August 23, 1983 - October 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LITTLE ROCK, AR

Past

May 18, 1981 - October 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNDATION RESOURCE MANAGEMENT, INC.

CRD#: 116359 / SEC#: 801-60714

RIA

Registered Investment Advisory firm - (11/21/2001 Approved)

Alabama

Registered Investment Advisory firm - (11/30/2001 Terminated)

Arkansas

Registered Investment Advisory firm - (12/3/2001 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1981

General Securities Representative Examination

Current Firm

FOUNDATION RESOURCE MANAGEMENT, INC.

CRD#: 116359 / SEC#: 801-60714

RIA

Registered Investment Advisory firm - (11/21/2001 Approved)

Alabama

Registered Investment Advisory firm - (11/30/2001 Terminated)

Arkansas

Registered Investment Advisory firm - (12/3/2001 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2001 Terminated)

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Contact information

Main Address

401 W. Capitol, Suite 503, Little Rock, AR 72201

Mailing Address

Phone number

(501) 534-2675

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/3/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 918,374,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
12/06/2023	Cover Page	Report
11/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William T. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FOUNDATION RESOURCE MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FOUNDATION RESOURCE MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/1994

Series 63

Date: 3/28/1990

Series 7

Date: 5/16/1981

Current Firm

FOUNDATION RESOURCE MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOUNDATION RESOURCE MANAGEMENT, INC.

TRUST BUT VERIFY

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