AV
Anne M. Volk
VICUS CAPITAL
Bethlehem, PA 18020
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CRD#: 7307892
AV
Professional summary
Anne M Volk, who also goes by Anne E Marmaras, Anne Elizabeth Marmaras, Annie Marmaras Volk, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Bethlehem, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Bedminster, New Jersey.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Anne has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anne E Marmaras | Anne Elizabeth Marmaras | Annie Marmaras Volk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VICUS CAPITAL - CRD # 116021; INVESTMENT RELATED: YES; ADDRESS: STATE COLLEGE, PA 16801; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADMINISTRATIVE SUPPORT TO INVESTMENT ADVISOR REPRESENTATIVES; 2. NAME OF OTHER BUSINESS: MARMARAS & SMITH LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES FIRM; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: EXECUTIVE AND OPERATIONS PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE WORK FOR ADVISORS; 3. NAME OF OTHER BUSINESS: ARBONNE CONSULTANT; INVESTMENT RELATED: NO; ADDRESS: ALIQUIPPA, PA 15501; NATURE OF BUSINESS: SKINCARE, MAKE UP, NUTRITION PRODUCTS; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONSULTANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: INDEPENDENT CONSULTANT;
CRS (Client Relationship Summary) - RIA
Click below to view Anne M Volk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2023 - Present
VICUS CAPITAL, INC.
Office #1: 3101 Emrick Blvd, Ste 315, Bethlehem, PA 18020Office #3: 1430 Us Highway 206, Ste 230, Bedminster, NJ 07921RIA
CRD#: 116021
Bethlehem, PA
Current
December 5, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1430 Us Highway 206 Ste 230, Bedminster, NJ 07921Office #2: 3101 Emrick Blvd Ste 315, Bethlehem, PA 18020BD
CRD#: 13572
Bedminster, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/10/2024)
RR
New Jersey(9/10/2024)
IAR
New Jersey(10/30/2024)
RR
North Carolina(9/10/2024)
IAR
Pennsylvania(6/1/2023)
RR
Pennsylvania(4/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/5/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VICUS CAPITAL, INC.
CRD#: 116021Bethlehem, PA 18020TRUST BUT VERIFY
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