AM
Anthony D. Marrazzo
GUARDIAN ASSET ADVISORS
Mechanicsburg, PA 17055
Some features on this profile are disabled
CRD#: 7307807
AM
Professional summary
Anthony David Marrazzo is a registered financial advisor currently at GUARDIAN ASSET ADVISORS, LLC located in Mechanicsburg, Pennsylvania and OSAIC WEALTH, INC. located in Mechanicsburg, Pennsylvania.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Anthony has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Smoltech eBay Store Position: Independent Contractor Nature: Personal eBay store where a variety of items are sold. Mainly collectible items. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 06/01/2010 Address: 170 Ridge Hill Road, Mechanicsburg PA 17050-1744, United States Description: Over the years, I have acquired and subsequently sold collectible items to buyers in a digital auction format. 2. GUARDIAN ASSET ADVISORS, LLC POSITION: Investment Advisor Representative NATURE: Registered investment advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/16/2025 ADDRESS: 5000 Ritter Rd, Suite 202, Mechanicsburg PA 17055, United States DESCRIPTION: Fee-based asset management and some administrative tasks. 3. GUARDIAN ASSET ADVISORS, LLC POSITION: Administrative Assistant NATURE: Administrative duties INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 12/17/2020 ADDRESS: 5000 Ritter Rd, Suite 202, Mechanicsburg PA 17055, United States DESCRIPTION: Administrative duties.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony David Marrazzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2025 - Present
GUARDIAN ASSET ADVISORS, LLC
Office #1: 5000 Ritter Rd Suite 202, Mechanicsburg, PA 17055RIA
CRD#: 144958
Mechanicsburg, PA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 5000 Ritter Rd Ste. 202, Mechanicsburg, PA 17055RIA
BD
CRD#: 23131
MECHANICSBURG, PA
Past
October 3, 2023 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MECHANICSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GUARDIAN ASSET ADVISORS, LLC
GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC
CRD#: 144958 / SEC#: 801-120536
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)Maryland
Registered Investment Advisory firm - (3/31/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Montana(1/29/2025)
IAR
Pennsylvania(1/9/2025)
RR
Pennsylvania(1/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GUARDIAN ASSET ADVISORS, LLC
GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC
CRD#: 144958 / SEC#: 801-120536
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)Maryland
Registered Investment Advisory firm - (3/31/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/7/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5000 Ritter Rd Suite 202, Mechanicsburg, PA 17055
Mailing Address
Phone number
(717) 691-3003
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,322 |
| AUM (Assets Under Management) | $ 245,593,025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
