DE
Dustin J. Engle
KESTRA ADVISORY SERVICES
Cleburne, TX 76033
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CRD#: 7307443
DE
Professional summary
Dustin Joe Lee Engle, who also goes by Dustin Engle, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Cleburne, Texas and KESTRA INVESTMENT SERVICES, LLC located in Cleburne, Texas.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Dustin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dustin Engle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative of Kestra Financial Services Firm: Moore Private Wealth Group, LLC Start Date: 5/17/2021 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Solicit, buy and sell securities, comprehensive financial plans for clients. I am employed by Moore Private Wealth Group, LLC and have yet to do any of the above listed. Those will be my responsibilities once I pass the Series 66.Business Name: Moore Private Wealth Group, LLC Investment Related: Yes Address: 1313 Glenwood Dr Cleburne TX 76033 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Registered Representative. Once I pass the Series 66 and my license becomes effective. I will be a Registered Investment Advisor. Start Date: 10/15/2020 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Once I am licensed; I will be a Registered Investment Advisor for Moore Private Wealth Group. I will solicit, buy and sell securities, and create comprehensive plans. I have passed the SIE, Series 7, and waiting for my window to be opened for the Series 66
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Joe Lee Engle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1313 Glenwood Dr, Cleburne, TX 76033RIA
CRD#: 283330
Cleburne, TX
Current
June 11, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1313 Glenwood Dr, Cleburne, TX 76033BD
CRD#: 42046
Cleburne, TX
Past
April 16, 2021 - May 19, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CLEBURNE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/12/2024)
RR
Colorado(11/12/2024)
RR
Florida(9/5/2024)
RR
Georgia(9/5/2024)
RR
Illinois(9/13/2024)
RR
Indiana(5/20/2022)
RR
Missouri(9/4/2024)
RR
Montana(5/29/2025)
RR
New Jersey(5/8/2023)
RR
North Carolina(9/4/2024)
RR
Oklahoma(9/3/2024)
RR
Pennsylvania(9/5/2024)
RR
South Dakota(9/4/2024)
RR
Texas(8/9/2021)
IAR
Texas(8/9/2021)
RR
Washington(8/26/2024)
RR
Wisconsin(9/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Cleburne, TX 76033TRUST BUT VERIFY
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