Steven B. Sands
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Brett Sands was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2009 - December 14, 2010
LANE CAPITAL MARKETS LLC
July 26, 2002 - June 20, 2008
LAIDLAW & COMPANY (UK) LTD.
October 30, 1990 - October 11, 2005
SANDS BROTHERS & CO., LTD.
April 15, 1988 - December 21, 1990
RODMAN & RENSHAW INC.
March 29, 1985 - April 26, 1988
KUHNS BROTHERS & LAIDLAW, INC.
October 10, 1984 - April 8, 1985
CRALIN & CO., INC.
August 20, 1983 - September 12, 1984
JOHN P. HOLMES INVESTMENTS, INC.
May 18, 1981 - July 15, 1983
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LANE CAPITAL MARKETS LLC
CRD#: 115358 / SEC#: , 8-53507
Contact information
Documents
Red Flags
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