John T. Dougherty

GLENWOOD INVESTMENT GROUP

Manchester, NH 03101

Some features on this profile are disabled

CRD#: 7307034

Professional summary

John Thomas Dougherty, who also goes by John Thomas Puhse, is a registered financial advisor currently at GLENWOOD INVESTMENT GROUP, LLC located in Manchester, New Hampshire.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. John has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Thomas Puhse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the owner and landlord for a rental property located at 4 Homestead Circle, Hampton, NH 03842. My duties include screening potential tenants, approving leases, completing minor maintenance, and overseeing contractors for any other maintenance and/or repairs. I devote approximately 5 hours per month to this activity, primarily during non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Dougherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2025 - Present

GLENWOOD INVESTMENT GROUP, LLC

Office #1: 814 Elm Street Suite 503, Manchester, NH 03101

RIA

CRD#: 132950

Manchester, NH

Past

September 6, 2022 - December 31, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BEDFORD, NH

Past

September 1, 2022 - December 31, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

BEDFORD, NH

Past

May 27, 2022 - August 2, 2022

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

PORTSMOUTH, NH

Past

January 18, 2022 - August 2, 2022

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RIA

CRD#: 283004

PORTSMOUTH, NH

Past

January 18, 2022 - May 27, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PORTSMOUTH, NH

Past

December 16, 2020 - January 21, 2022

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLENWOOD INVESTMENT GROUP, LLC

CRD#: 132950 / SEC#: 801-121991

RIA

Registered Investment Advisory firm - (10/8/2021 Approved)

Florida

Registered Investment Advisory firm - (12/22/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/22/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/9/2020

Securities Industry Essentials Examination

Current Firm

GLENWOOD INVESTMENT GROUP, LLC

CRD#: 132950 / SEC#: 801-121991

RIA

Registered Investment Advisory firm - (10/8/2021 Approved)

Florida

Registered Investment Advisory firm - (12/22/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/22/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

814 Elm Street Suite 503, Manchester, NH 03101

Mailing Address

Phone number

(603) 606-3391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 170,617,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Racquel Nakata

EQUITABLE ADVISORS, LLC

IAR

Honolulu, HI

John Fenwick

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA

Ryan Taleghani

PENINSULA EQUITY CAPITAL

IAR

San Carlos, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John T. Dougherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Dougherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GLENWOOD INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2021

Series 7TO

Date: 12/16/2020

SIE

Date: 12/9/2020

Current Firm

GLENWOOD INVESTMENT GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLENWOOD INVESTMENT GROUP, LLC

TRUST BUT VERIFY

Similar Advisors