Alex L. Madlener

OPEN CIRCLE WEALTH PARTNERS

North Haven, CT 06473

Some features on this profile are disabled

CRD#: 730694

Professional summary

Alex Lindsay Madlener, CFP®, who also goes by Alex L. Madlener, is a registered financial advisor currently at OPEN CIRCLE WEALTH PARTNERS located in North Haven, Connecticut and DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR located in North Haven, Connecticut.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Alex has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex L. Madlener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. MADLENER IS LICENSED AS AN INDEPENDENT INSURANCE AGENT. HE DEVOTES A MINIMAL AMOUNT OF TIME TO THIS ACTIVITY AS IT IS AN ANCILLARY ACTIVITY TO HIS PRIMARY BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Lindsay Madlener's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

January 7, 2010 - Present

OPEN CIRCLE WEALTH PARTNERS

Office #1: 36 State Street, Suite 2, North Haven, CT 06473

RIA

CRD#: 150623

North Haven, CT

Current

December 15, 2016 - Present

DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR

Office #1: 36 State Street Suite #5, North Haven, CT 06473

RIA

CRD#: 111618

North Haven, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/7/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2009

Uniform Investment Adviser Law Examination

Current Firm

DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR

DBA DICK HUTCHINSON REGISTERED INV. ADVISOR | RICHARD ALLEN HUTCHINSON | DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR

CRD#: 111618 / SEC#:

Connecticut

Registered Investment Advisory firm - (2/10/1993 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Branford, CT

Mailing Address

Phone number

(203) 315-7766

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 47,295,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alex L. Madlener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Lindsay Madlener's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPEN CIRCLE WEALTH PARTNERS

DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2009

Current Firm

DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DICK HUTCHINSON REGISTERED INVESTMENT ADVISOR

TRUST BUT VERIFY

Similar Advisors