Mara S. Schainuck

ALLIED PRIVATE WEALTH

BOCA RATON, FL 33487

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CRD#: 730688

Professional summary

Mara Schiff Schainuck, who also goes by Mara Schainuck, Mara Schiff, is a registered financial advisor currently at ALLIED PRIVATE WEALTH located in Boca Raton, Florida.

Mara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Mara has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mara Schainuck | Mara Schiff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WROTE AND PUBLISHING A BOOK: THE STOCKBROKER-960 NW 121 AVENUE CORAL SPRINGS, FLORIDA 33071- I HAVE AUTHORED MY BOOK: THE STOCKBROKER. IT WILL BE PUBLISHED WITH THE NEXT SEVERAL WEEKS-FOUR HOURS/MONTH. THE BOOK IS WRITTEN AND ABOUT TO BE PUBLISHED; 5 AFTER BUSINESS HOURS; 0 DURING TRADING HOURS, 0 SHARES HELD- NON INVESTMENT RELATED; 05/2012 *593797 - Le Club Intercontinental Palm Beach; Investment Related - No; West Palm Beach, Florida; Art/Culture; Board Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 0.15; Recreational Social Club

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mara Schiff Schainuck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

ALLIED PRIVATE WEALTH

Office #1: 7700 Congress Ave Suite 3208, Boca Raton, FL 33487

RIA

CRD#: 328952

BOCA RATON, FL

Past

June 1, 2009 - November 27, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Palm Beach Gardens, FL

Past

June 1, 2009 - November 27, 2024

MORGAN STANLEY

CRD#: 149777

Palm Beach Gardens, FL

Past

October 15, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CORAL SPRINGS, FL

Past

October 12, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CORAL SPRINGS, FL

Past

July 1, 2003 - October 18, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CORAL SPRINGS, FL

Past

July 1, 2003 - October 18, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CORAL SPRINGS, FL

Past

July 26, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

CORAL SPRINGS, FL

Past

July 26, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - July 26, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 9, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 29, 1985 - May 20, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Past

May 6, 1982 - February 14, 1985

LEHMAN BROTHERS INC.

CRD#: 7506

Past

May 18, 1981 - May 18, 1982

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIED PRIVATE WEALTH

CRD#: 328952 / SEC#: 801-129089

RIA

Registered Investment Advisory firm - (12/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/9/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/16/1981

General Securities Representative Examination

Current Firm

ALLIED PRIVATE WEALTH

CRD#: 328952 / SEC#: 801-129089

RIA

Registered Investment Advisory firm - (12/7/2023 Approved)

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Contact information

Main Address

7700 Congress Ave Suite 3208, Boca Raton, FL 33487

Mailing Address

Phone number

(954) 576-9192

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLIED PRIVATE WEALTH ADV BROCHURE PART 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 186,978,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mara S. Schainuck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mara Schiff Schainuck's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ALLIED PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/1992

Series 63

Date: 9/19/1983

SIE

Date: 10/1/2018

Series 31

Date: 11/9/2004

Series 7

Date: 5/16/1981

Current Firm

ALLIED PRIVATE WEALTH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIED PRIVATE WEALTH

TRUST BUT VERIFY

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