NF
Nathaniel E. Fowler
LINCOLN DOUGLAS INVESTMENTS
Mt. Vernon, OH 43050
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CRD#: 7306771
NF
Professional summary
Nathaniel Emerson Fowler is a registered financial advisor currently at LINCOLN DOUGLAS INVESTMENTS, LLC located in Mt. Vernon, Ohio.
Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nathaniel has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fowler Electronics, 681 Grand Ave, San Luis Obispo, CA, not investment related 0 hrs/month during trading hours. Package and shipping business retail online sales. Started in September 2012. 5/10 hrs/month. Predina Group, LLC, not investment related 4409 Adirondeck Summit Dr, Austin TX 78738. Cryptoeconomic research, independent contractor start date 11/2/20. 20-30/hrs month 0 during trading hours. research cryptocurrency.
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel Emerson Fowler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathaniel Emerson Fowler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2022 - Present
LINCOLN DOUGLAS INVESTMENTS, LLC
Office #1: 1051 Newark Rd, Mt. Vernon, OH 43050RIA
BD
CRD#: 155578
Mt. Vernon, OH
Current
December 7, 2020 - Present
LINCOLN DOUGLAS INVESTMENTS, LLC
Office #1: 1051 Newark Rd, Mt. Vernon, OH 43050RIA
BD
CRD#: 155578
Mt. Vernon, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/8/2023)
RR
Colorado(9/13/2021)
RR
Illinois(2/22/2023)
RR
North Carolina(10/5/2023)
RR
Ohio(9/13/2021)
IAR
Ohio(11/16/2022)
RR
Texas(1/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/5/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LD
LINCOLN DOUGLAS INVESTMENTS, LLC
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578 / SEC#: 801-72438, 8-68728
RIA
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/20/2012 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1051 Newark Rd, Mount Vernon, OH 43050
Mailing Address
1051 Newark Rd, Mt. Vernon, OH 43050
Phone number
(740) 397-1397
Established
Ohio since 09/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 97,644,384 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578Mt. Vernon, OH 43050TRUST BUT VERIFY
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