Mickey R. Cargile

CARGILE INVESTMENT MANAGEMENT

Midland, TX 79701

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CRD#: 730664

Professional summary

Mickey Ray Cargile is a registered financial advisor currently at CARGILE INVESTMENT MANAGEMENT located in Midland, Texas.

Mickey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Mickey has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1981-PRESENT-LICENSED TO SELL LIFE, HEALTH AND DISABILITY INSURANCE THROUGH MULTIPLE INSURANCE COMPANIES. ALSO PROVIDES FOR THE SALE OF FIXED ANNUITIES, ADDRESS 415 W WALL, STE 2200, MIDLAND, TX 797015, NOT INVESTMENT RELATED, 5 HRS PER MONTH, 100% OWNERSHIP; 2. CARGILE CHARITABLE FOUNDATION, ADDRESS 415 W WALL, STE 2200, MIDLAND, TX 79701 START DATE 2015, NOT INVESTMENT RELATED, NON PROFIT 503(C) OFFICER AND DIRECTOR, 1 HOUR PER MONTH, 100% OWNERSHIP;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mickey Ray Cargile's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2003 - Present

CARGILE INVESTMENT MANAGEMENT

Office #1: 415 West Wall Street Suite 2200, Midland, TX 79701

RIA

CRD#: 116982

Midland, TX

Past

August 28, 2009 - June 25, 2019

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

MIDLAND, TX

Past

December 4, 2003 - August 31, 2009

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

MIDLAND, TX

Past

October 31, 2003 - December 19, 2003

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

April 23, 2002 - December 17, 2003

THE ADVISORS GROUP, INC.

RIA

CRD#: 14035

MIDLAND, TX

Past

January 2, 1997 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

October 27, 1995 - December 31, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

July 29, 1991 - October 31, 1995

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

October 24, 1989 - August 12, 1991

TEXAS SECURITIES, INC.

CRD#: 7655

FT. WORTH, TX

Past

January 26, 1989 - November 3, 1989

VAUTRAIN NELSON LEFEVRE, ENDSLEY AND DURHAM, INC.

CRD#: 15697

Past

January 2, 1985 - January 28, 1989

SOURCE SECURITIES, INC.

CRD#: 8026

Past

April 4, 1983 - September 5, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

May 18, 1981 - April 15, 1983

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARGILE INVESTMENT MANAGEMENT

CARGILE INVESTMENT MANAGEMENT | WNB PRIVATE CLIENT SERVICES LIMITED PARTNERSHIP, L.L.P. | CARGILE INVESTMENTS | CARGILE INVESTMENT MANAGEMENT, LLP | CARGILE INVESTMENT MANAGEMENT, INC.

CRD#: 116982 / SEC#: 801-64513

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

Texas

Registered Investment Advisory firm - (9/28/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/9/2016)

IAR

Texas
(1/14/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/26/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 10/17/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 5/16/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/1985

General Securities Principal Examination

Current Firm

CARGILE INVESTMENT MANAGEMENT

CARGILE INVESTMENT MANAGEMENT | WNB PRIVATE CLIENT SERVICES LIMITED PARTNERSHIP, L.L.P. | CARGILE INVESTMENTS | CARGILE INVESTMENT MANAGEMENT, LLP | CARGILE INVESTMENT MANAGEMENT, INC.

CRD#: 116982 / SEC#: 801-64513

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

Texas

Registered Investment Advisory firm - (9/28/2005 Terminated)

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Contact information

Main Address

415 West Wall Street Suite 2200, Midland, TX 79701

Mailing Address

Phone number

(432) 617-1394

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 383,040,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mickey R. Cargile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mickey Ray Cargile's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

GUGGENHEIM DISTRIBUTORS, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

WALNUT STREET SECURITIES, INC.

SIGNAL SECURITIES, INC.

TEXAS SECURITIES, INC.

VAUTRAIN NELSON LEFEVRE, ENDSLEY AND DURHAM, INC.

SOURCE SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

CARGILE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2001

Series 63

Date: 6/4/1981

SIE

Date: 10/1/2018

Series 3

Date: 2/26/1994

Series 5

Date: 10/17/1981

Series 7

Date: 5/16/1981

Series 24

Date: 12/6/1985

Current Firm

CARGILE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARGILE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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