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AN

Andrew T. Nunnally

ALPHA-TECH INVESTMENTS
Houston, TX 77002
Some features on this profile are disabled
CRD#: 7306547
AN

Professional summary

Andrew Tisdale Nunnally is a registered financial advisor currently at ALPHA-TECH INVESTMENTS, LLC located in Houston, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Andrew has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales Analyst; Prescryptive Health, Inc.; Investment Related: No; Location: 8201 164TH AVE NE, REDMOND, WASHINGTON, 98052; Description of the business: Prescryptive Health is a digital health company offering a prescription intelligence platform.; Responsibilities Duties: Sales Data Analysis; Start date with business: 2021-06-21; Hours devoted to business during trading hours: 40; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 80.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Tisdale Nunnally's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2020 - Present

ALPHA-TECH INVESTMENTS, LLC

Office #1: 440 Louisiana St. Suite 900, Houston, TX 77002
RIA
CRD#: 311490
Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(12/13/2021)
IAR
Texas
(11/13/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/2/2020
Uniform Investment Adviser Law Examination

Current Firm

AI
ALPHA-TECH INVESTMENTS, LLC
ALPHA-TECH INVESTMENTS, LLC

CRD#: 311490 / SEC#:

Louisiana
Registered Investment Advisory firm - (12/13/2021 Approved)
Texas
Registered Investment Advisory firm - (11/13/2020 Approved)
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Contact information

Main Address
440 Louisiana St. Suite 900, Houston, TX 77002
Mailing Address
Phone number
(832) 356-8064
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts26
AUM (Assets Under Management)$ 1,092,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHA-TECH INVESTMENTS, LLC

CRD#: 311490Houston, TX 77002

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