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LD

Lucas J. Desantis

METRONOME SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7306495
LD

Professional summary

Lucas John Desantis, who also goes by Lucas John Desantis, is a registered financial professional currently at METRONOME SECURITIES, LLC located in Chicago, Illinois.

Lucas is registered as a RR (Registered Representative) and started their career in finance in 2021. Lucas has worked at 3 firms and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lucas John Desantis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lucas John Desantis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 21, 2024 - Present

METRONOME SECURITIES, LLC

Office #1: 200 W. Madison Suite 2040, Chicago, IL 60606
BD
CRD#: 158957
Chicago, IL
Past

July 19, 2022 - July 7, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

May 7, 2021 - March 10, 2022

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 5/7/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/2/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
METRONOME SECURITIES, LLC
METRONOME SECURITIES, LLC

CRD#: 158957 / SEC#: , 8-68947

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 W. Madison Suite 2040, Chicago, IL 60606
Mailing Address
200 W. Madison Suite 2040, Chicago, IL 60606
Phone number
(312) 239-1650
Established
Illinois since 07/13/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
5KARCHMER PARTNERS, INC.MEMBER
ROSENKRANZ PARTNERS, INC.MEMBER
KARCHMER, RANDY HAROLDMANAGING PARTNER2548780
ROSENKRANZ, JEFF ADAMMANAGING PARTNER/CFO/CCO, FINOP, PFO/POO1948180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METRONOME SECURITIES, LLC

CRD#: 158957Chicago, IL 60606

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