AM
Andrew J. Mcquiston
WELLINGTON-ALTUS USA
CALGARY, ALBERTA, T2P 4K9
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CRD#: 7306403
AM
Professional summary
Andrew James Mcquiston is a registered financial advisor currently at WELLINGTON-ALTUS USA INC. .
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Andrew has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WELLINGTON-ALTUS PRIVATE WEALTH INC.; INVESTMENT RELATED; 3400-421 7 AVE SW, CALGARY, ALBERTA T2P 4K9, CANADA; BROKER-DEALER; WEALTH ADVISOR; STARTED 05/2020; 160 HOURS PER MONTH; 160 HOURS PER MONTH DURING
SECURITIES TRADING HOURS; MANAGEMENT OF CLIENT INVESTMENT PORTFOLIOS.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Mcquiston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2020 - Present
WELLINGTON-ALTUS USA INC.
Office #1: 3400-421 7th Avenue Sw, Calgary, Alberta, T2P 4K9RIA
CRD#: 297314
CALGARY, ALBERTA,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WU
WELLINGTON-ALTUS USA INC.
WELLINGTON-ALTUS USA INC.
CRD#: 297314 / SEC#: 801-113668
RIA
Registered Investment Advisory firm - (7/31/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/27/2020)
Exams
Current Firm
WU
WELLINGTON-ALTUS USA INC.
WELLINGTON-ALTUS USA INC.
CRD#: 297314 / SEC#: 801-113668
RIA
Registered Investment Advisory firm - (7/31/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Portage Avenue 25th Floor, Winnipeg, Manitoba, R3B 3K6
Mailing Address
Phone number
(888) 315-8729
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 240 |
| AUM (Assets Under Management) | $ 126,885,263 |
Red Flags
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Company Information
WELLINGTON-ALTUS USA INC.
CRD#: 297314Calgary, Alberta, T2P 4K9TRUST BUT VERIFY
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