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Allison M. Van Pelt

JBS LIBERTY SECURITIES
Kannapolis, NC 28083
Some features on this profile are disabled
CRD#: 7306321
AV

Professional summary

Allison Marie Van Pelt, who also goes by Allison Marie Devine, Allison M Maine, Allison Marie Maine, is a registered financial professional currently at JBS LIBERTY SECURITIES, INC. located in Kannapolis, North Carolina.

Allison is registered as a RR (Registered Representative) and started their career in finance in 2020. Allison has worked at 2 firms and has passed the Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Allison Marie Devine | Allison M Maine | Allison Marie Maine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOTARY POSITION: Notary Public NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: 369 Fox Run Tr, Aurora OH 44128, United States DESCRIPTION: I have a active notary license, not actively using.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Allison Marie Van Pelt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 27, 2023 - Present

JBS LIBERTY SECURITIES, INC.

Office #1: 708 Mclain Road, Kannapolis, NC 28083
BD
CRD#: 36179
Kannapolis, NC
Past

January 20, 2021 - November 29, 2022

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Independence, OH
Past

December 7, 2020 - November 29, 2022

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Independence, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6TO
Date: 12/6/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/20/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JL
JBS LIBERTY SECURITIES, INC.
CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES INC. | JONES BAINS SIDES INVESTMENT GROUP, INC | JBS LIBERTY SECURITIES, INC.

CRD#: 36179 / SEC#: , 8-47036

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
708 Mclain Road, Kannapolis, NC 28083
Mailing Address
708 Mclain Road, Kannapolis, NC 28083
Phone number
(704) 295-6692
Established
North Carolina since 01/27/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE SYNERGY HOLDING GROUP, INCOWNER
JONES, JEFFREY DEANPRESIDENT4188324
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VANHAMME, TRACY MFINANCIAL & OPERATIONS PRINCIPAL/CFO5378592

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

JBS LIBERTY SECURITIES, INC.

CRD#: 36179Kannapolis, NC 28083

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