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Craig David Pfeiffer

RISKBRIDGE ADVISORS
CINCINNATI, OH
·CRD# 730623·45 years experience

Professional Summary

Craig David Pfeiffer is a registered financial advisor currently at RISKBRIDGE ADVISORS, LLC located in Cincinnati, Ohio. Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Craig has worked at 6 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 3, Series 7 and Series 8 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

RISKBRIDGE ADVISORS, LLC·CRD# 310396
RIA
Cincinnati, OH
February 11, 2021 - Present
DOMINARI SECURITIES LLC·CRD# 18975
BD
New York, NY
November 5, 2013 - May 13, 2014
MORGAN STANLEY·CRD# 149777
RIA
Purchase, NY
June 1, 2009 - October 14, 2011
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
June 1, 2009 - October 14, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
July 27, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
April 23, 2003 - February 10, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - June 1, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 22, 1982 - July 31, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
May 18, 1981 - August 2, 1982

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Current Firm

RA
RISKBRIDGE ADVISORS, LLC

FINLEY DAVIS PRIVATE WEALTH | RISKBRIDGE PRIVATE WEALTH | RISKBRIDGE ADVISORS, LLC | RISKBRIDGE

CRD#: 310396 / SEC#: 801-119715
RIA
Registered Investment Advisory firm - SEC (10/30/2020 Approved)

Contact Information

Main Address

401 Merritt 7 Ph, Norwalk, CT 06851

Phone Number

(203) 658-6055

# of Employees

10

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A (AUGUST 2026) (8/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

293

AUM (Assets Under Management)

$898,316,004

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name of Business: Money Management Institute; Investment-Related: No, not investment-related; Business Address:1177 Avenue of the Americas, 7th Floor, New York, NY 10036; Nature of Business: Industry Association; Position/Title: President & CEO; Start date: 5/1/2015; Approximate hours per month devoted to business: 120; Number of hours per day devoted during trading hours: 4-6; Description of duties performed: Full executive responsibility for strategy, staffing, finances, operations, initiatives and their implementation. 2. Name of Business: Hohting Group, LLC; Investment Related?: No, business is related to financial services industry, not investments; Business Address: 14 Auserehl Court, Huntington, NY 11743; Nature of Business: Management Consulting; Position/Title: President & CEO; Start date: 1/1/2012; Approximate hours per month devoted to business: 5; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Full executive responsibility for strategy, staffing, finances, operations, initiatives and their implementation. 3.Name of Business: Westfield Insurance, Ohio Farmers Insurance Company; Investment-Related?: No, not investment-related; Business Address: One Park Circle, PO Box 5001, Westfield Center, OH 44251; Nature of Business: Property & Casualty Insurance; Position/Title: Board Director; Start date: 5/1/2016; Approximate hours per month devoted to business: 4-6; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Independent Board Director. 4. Name of Business: Corsair Capital; Investment-Related?: Yes, but role is separated from investment activities; Business Address: 717 Fifth Avenue, 24th Floor, New York, NY 10022; Nature of Business: Private Equity; Position/Title: Operating Partner; Start date: 4/1/2018; Approximate hours per month devoted to business: 4-6; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Advisory services with financial services industry experience and expertise. 5. Name of Business: Advisors Ahead, LLC; Investment-Related?: No, not investment-related; Business Address: 14 Auserehl Court, Huntington, NY 11743; Nature of Business: Financial services training and education; Position/Title: President & CEO; Start date: 1/1/2012; Approximate hours per month devoted to business: 3; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Full executive responsibility for strategy, staffing, finances, operations, initiatives and their implementation.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RISKBRIDGE ADVISORS, LLC

FINLEY DAVIS PRIVATE WEALTH | RISKBRIDGE PRIVATE WEALTH | RISKBRIDGE ADVISORS, LLC | RISKBRIDGE

CRD#: 310396 / SEC#: 801-119715
RIA
Registered Investment Advisory firm - SEC (10/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Connecticut
(2/11/2021)
IAR
Ohio
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed May 1985

Series 15 — Foreign Currency Options Examination

Passed Jan 1984

Series 3 — National Commodity Futures Examination

Passed Nov 1982About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1981About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1984

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CRS (Client Relationship Summary) - RIA

Click below to view Craig David Pfeiffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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