David D. Gregoire

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

St. Catharines,

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CRD#: 7305915

Professional summary

David Donald Gregoire, who also goes by David Gregoire, is a registered financial advisor currently at MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC and FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. .

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. David has worked at 5 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Gregoire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

From 1/1/2001 to present is a Secretary to Recogneyes Me! Inc. located at 6 Carn Castle Gate, St. Catharines, Ontario, Canada L2N 5V4. Duties are not performed during trading hours and are not investment related. Time spent is approximately 1 hour a year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Donald Gregoire's CRS (Customer Relationship Summary).

October 23, 2023 - December 31, 2023

FEDERATED INTERNATIONAL SECURITIES CORP.

RIA

CRD#: 290173

St. Catharines,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED INVESTMENT COUNSELING

FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/3/2022)

IAR

Massachusetts
(11/17/2020)

IAR

New York
(8/5/2021)

IAR

Pennsylvania
(11/9/2020)

IAR

Puerto Rico
(11/9/2020)

IAR

Texas
(11/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

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Contact information

Main Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Mailing Address

Phone number

(412) 288-1900

Established

Firm type

Fiscal year end

# of Employees

213

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIC SUMMARY OF CHANGES (3/14/2025)

2025 FIC FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	8,579
AUM (Assets Under Management)	$ 199,641,239,415

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/11/2023	Cover Page	Report
07/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David D. Gregoire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Donald Gregoire's CRS (Customer Relationship Summary).

Certified licenses

Experience

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

FEDERATED INTERNATIONAL SECURITIES CORP.

Primary Firm SEC Registration

FEDERATED INVESTMENT COUNSELING

State Registrations and Notice Filings

Exams

Current Firm

FEDERATED INVESTMENT COUNSELING

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FEDERATED INVESTMENT COUNSELING

TRUST BUT VERIFY

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