DG
Daniel T. Giles
FSB PREMIER WEALTH MANAGEMENT
West Des Moines, IA 50266
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CRD#: 7305807
DG
Professional summary
Daniel Thomas Giles is a registered financial advisor currently at FSB PREMIER WEALTH MANAGEMENT, INC. located in West Des Moines, Iowa.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Farmers State Bank - Not investment related, 131 Tower Park Drive Suite 100, Waterloo, IA 50701, banking, Private Banker, Start: 10/2024, 8 hours/month, 4 hours during trading, selling Private Banking Services for Farmers State Bank.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Thomas Giles's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Thomas Giles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
FSB PREMIER WEALTH MANAGEMENT, INC.
Office #1: 9750 University Avenue, West Des Moines, IA 50266RIA
BD
CRD#: 15898
West Des Moines, IA
Current
December 23, 2024 - Present
FSB PREMIER WEALTH MANAGEMENT, INC.
Office #1: 9750 University Avenue, West Des Moines, IA 50266RIA
BD
CRD#: 15898
West Des Moines, IA
Past
March 23, 2022 - September 17, 2024
CLARENDON INSURANCE AGENCY, INC.
BD
CRD#: 7395
WALTHAM, MA
Past
February 13, 2021 - March 2, 2022
SAMMONS FINANCIAL NETWORK, LLC
BD
CRD#: 158538
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FSB PREMIER WEALTH MANAGEMENT, INC.
FIRST NEBRASKA INVESTORS, INC. | WARNER GROUP, INC. | WARNER GROUP, INC | THE WARNER GROUP, INC. | FSB WARNER FINANCIAL, INC. | FSB WARNER FINANCIAL, INC | FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898 / SEC#: 801-111084, 8-44865
RIA
Registered Investment Advisory firm - SEC (9/1/2017 Approved)Iowa
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Nebraska
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/17/2011 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/27/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(12/23/2024)
IAR
Iowa(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/12/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FSB PREMIER WEALTH MANAGEMENT, INC.
FIRST NEBRASKA INVESTORS, INC. | WARNER GROUP, INC. | WARNER GROUP, INC | THE WARNER GROUP, INC. | FSB WARNER FINANCIAL, INC. | FSB WARNER FINANCIAL, INC | FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898 / SEC#: 801-111084, 8-44865
RIA
Registered Investment Advisory firm - SEC (9/1/2017 Approved)Iowa
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Nebraska
Registered Investment Advisory firm - SEC (2/9/2018 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/17/2011 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/27/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
131 Tower Park Drive Suite 115, Waterloo, IA 50701
Mailing Address
131 Tower Park Drive Suite 115, Waterloo, IA 50701
Phone number
(319) 235-6561
Established
Nebraska since 05/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (13 States and Territories)
FINRA licenses (5 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,751 |
| AUM (Assets Under Management) | $ 346,694,879 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FSB PREMIER WEALTH MANAGEMENT, INC.
CRD#: 15898West Des Moines, IA 50266TRUST BUT VERIFY
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