Clifford B. Burch
Professional summary
Clifford Brian Burch is a registered financial advisor currently at MCNALLY FINANCIAL SERVICES CORPORATION located in San Antonio, Texas.
Clifford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Clifford has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Brian Burch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clifford Brian Burch's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2017 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232May 15, 2017 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232August 8, 2007 - May 30, 2017
INVESTMENT PROFESSIONALS, INC.
August 8, 2007 - May 30, 2017
INVESTMENT PROFESSIONALS, INC.
January 10, 2001 - August 10, 2007
CETERA WEALTH SERVICES, LLC
January 10, 2001 - August 10, 2007
CETERA WEALTH SERVICES, LLC
December 13, 1999 - November 28, 2000
EQUITAS AMERICA, LLC
May 20, 1998 - September 21, 1998
MORGAN STANLEY DW INC.
July 31, 1993 - June 4, 1998
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
February 19, 1988 - May 14, 1988
E. F. HUTTON & COMPANY INC
May 18, 1981 - March 1, 1988
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2023)
(6/30/2023)
(6/28/2023)
(6/28/2023)
(6/28/2023)
(5/15/2017)
(5/15/2017)
Exams
Series 8
Date: 3/11/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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