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Alex M. Owens

SAGE RHINO CAPITAL LLC
Nashville, TN
Some features on this profile are disabled
CRD#: 7305333
AO

Professional summary

Alex Michael Owens, who also goes by Alex M. Owens, Alexander M. Owens, Alexander Michael Owens, is a registered financial advisor currently at SAGE RHINO CAPITAL LLC located in Nashville, Tennessee.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Alex has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alex M. Owens | Alexander M. Owens | Alexander Michael Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Michael Owens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2024 - Present

SAGE RHINO CAPITAL LLC

RIA
CRD#: 290148
Nashville, TN
Past

January 23, 2021 - March 26, 2024

PROFFITT & GOODSON INC.

RIA
CRD#: 105278
KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SAGE RHINO CAPITAL LLC
SAGE RHINO CAPITAL LLC

CRD#: 290148 / SEC#: 801-112150

RIA
Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(4/4/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2021
Uniform Investment Adviser Law Examination

Current Firm

SR
SAGE RHINO CAPITAL LLC
SAGE RHINO CAPITAL LLC

CRD#: 290148 / SEC#: 801-112150

RIA
Registered Investment Advisory firm - (12/15/2017 Approved)
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Contact information

Main Address
101 Jefferson Drive, Menlo Park, CA 94025
Mailing Address
2995 Woodside Road, Suite 400-362, Woodside, CA 94062
Phone number
(650) 352-5600
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,441
AUM (Assets Under Management)$ 787,017,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGE RHINO CAPITAL LLC

CRD#: 290148Nashville, TN

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