John P. Goldsworthy
Professional summary
John Patrick Goldsworthy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, John had worked at 8 firms, which includes U.S. SECURITIES CLEARING CORP., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., A. G. EDWARDS & SONS INC., E. F. HUTTON & COMPANY INC, LEHMAN BROTHERS INC., TITAN/VALUE EQUITIES GROUP INC., SOUTHMARK FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1993 - July 11, 1994
U.S. SECURITIES CLEARING CORP.
November 16, 1988 - November 30, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 16, 1988 - November 30, 1992
PRUCO SECURITIES, LLC.
June 14, 1985 - June 27, 1988
A. G. EDWARDS & SONS, INC.
August 8, 1983 - May 31, 1985
E. F. HUTTON & COMPANY INC
December 11, 1981 - May 31, 1983
LEHMAN BROTHERS INC.
August 4, 1981 - August 14, 1981
TITAN/VALUE EQUITIES GROUP, INC.
May 18, 1981 - July 13, 1981
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. SECURITIES CLEARING CORP.
CRD#: 15403 / SEC#: , 8-32095
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
