CS

Cameron K. Sinclair

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CRD#: 730532
CS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cameron Kay Sinclair, who also goes by Cam Sinclair, Cameron K Sinclair, was a registered financial professional .

Cameron is a previously registered financial professional and started their career in finance in 1981. Cameron had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cam Sinclair | Cameron K Sinclair

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 30, 2013 - December 31, 2015

DBA GENERATIONAL WEALTH STRATEGIES

RIA
CRD#: 111203
IRVINE, CA
Past

March 30, 2010 - January 25, 2013

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
IRVINE, CA
Past

May 6, 2009 - January 25, 2013

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
IRVINE, CA
Past

January 17, 1990 - August 15, 1994

AMERICAN INTERSTATE FINANCIAL CORPORATION

BD
CRD#: 10552
Past

March 5, 1986 - November 21, 1989

INVESTMENT CAPITAL CORPORATION

BD
CRD#: 13321
Past

May 18, 1981 - November 19, 1985

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DG
DBA GENERATIONAL WEALTH STRATEGIES
ADVANTAGE ASSET MANAGEMENT, INC. | GENERATIONAL WEALTH STRATEGIES | DBA GENERATIONAL WEALTH STRATEGIES | DBA FAMILY WEALTH LEADERSHIP | DBA ADVANTAGE FINANCIAL ADVISORY GROUP

CRD#: 111203 / SEC#: 801-60216

RIA
Registered Investment Advisory firm - (7/6/2012 Terminated)
Arizona
Registered Investment Advisory firm - (5/1/2014 Approved)
California
Registered Investment Advisory firm - (5/21/2012 Approved)
Idaho
Registered Investment Advisory firm - (4/18/2024 Terminated)
Michigan
Registered Investment Advisory firm - (2/6/2019 Terminated)
Nevada
Registered Investment Advisory firm - (3/5/2019 Terminated)
Texas
Registered Investment Advisory firm - (3/29/2012 Conditional Restricted)
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Contact information


Main Address
2 Venture, Suite 460, Irvine, CA 92618
Mailing Address
Phone number
(949) 468-2000
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts226
AUM (Assets Under Management)$ 51,600,000

Red Flags


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Company Information


DBA GENERATIONAL WEALTH STRATEGIES

CRD#: 111203

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