William M. Custer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Miller Custer, who also goes by Bill Miller Custer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - October 31, 2014
EDI FINANCIAL, INC.
June 1, 2012 - August 30, 2013
CIM SECURITIES, LLC
June 25, 2009 - January 4, 2010
PVG ASSET MANAGEMENT CORP
July 2, 2008 - December 17, 2008
WESTERN INTERNATIONAL SECURITIES, INC.
July 2, 2008 - June 25, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
May 9, 2006 - December 4, 2007
SAXONY SECURITIES, INC.
February 7, 2000 - February 27, 2006
DELANO GROUP SECURITIES, L.L.C.
June 13, 1996 - February 8, 2000
ROUND HILL SECURITIES, INC.
June 22, 1995 - August 14, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
January 14, 1993 - December 31, 2005
LEVEL PARTNERS MANAGEMENT INC
January 14, 1993 - August 3, 2011
LEVEL PARTNERS MANAGEMENT INC
January 2, 1991 - June 2, 1993
OSAIC WEALTH, INC.
March 29, 1989 - June 7, 1990
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
June 4, 1987 - July 7, 1987
COLUMBUS EQUITIES INTERNATIONAL, INC.
April 20, 1985 - May 8, 1985
FIRST SECURITIES CORPORATION OF COLUMBUS
October 12, 1981 - July 7, 1983
LEHMAN BROTHERS INC.
May 18, 1981 - September 24, 1981
VERCOE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
