Gina M. Stacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Marie Stacey, who also goes by Gina M. Stacey, Gina Stacey, was a registered financial professional .
Gina is a previously registered financial professional and started their career in finance in 2020. Gina had worked at 3 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2023 - November 20, 2024
TARGETED FINANCIAL PLANNING LLC
January 18, 2023 - April 3, 2023
GIRARD INVESTMENT SERVICES, LLC
January 11, 2021 - February 11, 2021
EQUITABLE ADVISORS, LLC
November 12, 2020 - February 11, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/12/2020
General Securities Representative ExaminationCurrent Firm
TARGETED FINANCIAL PLANNING LLC
CRD#: 325641 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 12,023,087 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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