Vann T. Wesson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vann Thomas Wesson was a registered financial advisor .
Vann is a previously registered financial advisor and started their career in finance in 1981. Vann had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2006 - May 2, 2006
FINANCIAL DESIGNS LTD.
January 3, 2006 - August 31, 2012
INDEPENDENT FINANCIAL GROUP, LLC
January 3, 2006 - August 31, 2012
INDEPENDENT FINANCIAL GROUP, LLC
February 4, 2000 - January 17, 2006
CENTAURUS FINANCIAL, INC.
July 30, 1999 - January 17, 2006
CENTAURUS FINANCIAL, INC.
March 31, 1999 - August 16, 1999
MUTUAL SERVICE CORPORATION
November 7, 1989 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
June 23, 1989 - November 7, 1989
VALUE EQUITIES CORPORATION
March 9, 1988 - July 20, 1989
LEHMAN BROTHERS INC.
September 6, 1984 - March 29, 1988
FIRST CERTIFIED CORPORATION
July 2, 1984 - November 30, 1984
CETERA WEALTH SERVICES, LLC
May 18, 1981 - July 27, 1984
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL DESIGNS LTD.
CRD#: 135426 / SEC#:
Contact information
Red Flags
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