CM
Connor J. Macdowell
HARBOR FUNDS DISTRIBUTORS
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 7304954
CM
Professional summary
Connor Jay Macdowell is a registered financial professional currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Boston, Massachusetts.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2021. Connor has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Connor Jay Macdowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2021 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 33 Arch Street, Boston, MA 02110BD
CRD#: 113506
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/6/2021)
RR
Alaska(4/6/2021)
RR
Arizona(4/6/2021)
RR
Arkansas(4/6/2021)
RR
California(4/6/2021)
RR
Colorado(4/6/2021)
RR
Connecticut(4/6/2021)
RR
Delaware(4/6/2021)
RR
District of Columbia(4/6/2021)
RR
Florida(4/6/2021)
RR
Georgia(4/6/2021)
RR
Hawaii(4/6/2021)
RR
Idaho(4/6/2021)
RR
Illinois(4/6/2021)
RR
Indiana(4/6/2021)
RR
Iowa(4/6/2021)
RR
Kansas(4/6/2021)
RR
Kentucky(4/6/2021)
RR
Louisiana(4/6/2021)
RR
Maine(6/7/2021)
RR
Maryland(4/6/2021)
RR
Massachusetts(4/6/2021)
RR
Michigan(4/6/2021)
RR
Minnesota(4/6/2021)
RR
Mississippi(4/6/2021)
RR
Missouri(4/6/2021)
RR
Montana(4/6/2021)
RR
Nebraska(4/6/2021)
RR
Nevada(4/6/2021)
RR
New Hampshire(4/6/2021)
RR
New Jersey(4/6/2021)
RR
New Mexico(4/6/2021)
RR
New York(4/6/2021)
RR
North Carolina(4/6/2021)
RR
North Dakota(4/6/2021)
RR
Ohio(4/6/2021)
RR
Oklahoma(4/6/2021)
RR
Oregon(4/6/2021)
RR
Pennsylvania(4/6/2021)
RR
Puerto Rico(4/6/2021)
RR
Rhode Island(4/6/2021)
RR
South Carolina(4/6/2021)
RR
South Dakota(4/6/2021)
RR
Tennessee(4/6/2021)
RR
Texas(4/6/2021)
RR
Utah(4/6/2021)
RR
Vermont(4/6/2021)
RR
Virgin Islands(4/6/2021)
RR
Virginia(4/6/2021)
RR
Washington(4/6/2021)
RR
West Virginia(4/6/2021)
RR
Wisconsin(4/6/2021)
RR
Wyoming(4/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HARBOR FUNDS DISTRIBUTORS, INC.
BCA SECURITIES, INC. | HCA SECURITIES, INC. | HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506 / SEC#: , 8-53339
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 South Wacker Drive 34th Floor, Chicago, IL 60606
Mailing Address
111 South Wacker Drive 34th Floor, Chicago, IL 60606
Phone number
(312) 443-4420
Established
Delaware since 02/21/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506Boston, MA 02110TRUST BUT VERIFY
Monitor Connor Macdowell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
