MB
Michael J. Burke
BOLTON SECURITIES
HOUSTON, TX 77066
Some features on this profile are disabled
CRD#: 730482
MB
Professional summary
Michael James Burke, who also goes by Mike Burke, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Houston, Texas and BOLTON GLOBAL CAPITAL located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Burke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Investment Advisor Representative of Bolton Global Asset Management, doing business as Bainbridge Financial Services, LTD. Acting as founder and Managing Partner. Providing investment advisory services. Investment related. Mike us approved for providing advisory services through John Hancock's platform which is outside his regular course of business. Conducted from branch location. Activity began upon association with current firm in 11/2006. This represents registered representative's full-time job, hours per month will vary and balanced with management duties. 2)Owner of Bainbridge Asset Management, LLC, an entity set up to act as General Partner of Bainbridge Financial Services, LTD. Not investment related. Conducted from branch location. Hours spent during trading hours and outside trading hours will vary, but typically less than 1 hour per month. Began upon association with current firm. 3)Owner of Bainbridge Financial Services, LTD, an entity set up to operate securities and investment advisory business. Not investment related. Conducted from branch location. Hours spent during trading hours and outside trading hours will vary, but typically less than 1 hour per month. Began upon association with current firm. 4)Receiving trails from prior sales of electricity deals brokered through Champion/Incite energy services. Spends zero hours on activity. Not investment related and not conducted at branch location. Began prior to joining current firm. 5) Co-owner and active member of Floridian Villa Partners, LLC, a real estate holding company that owns a residential property located at 13857 SE Marina Place, Palm City, FL 34990. Entity used for rental purposes. Generally 0 hours are spent on this activity per month. Management takes place between owners. Not investment related. Current assignment of interest was signed into effect August, 2017. LLC was initially created October, 2011. 6) Founder and owner of non-profit organization, Round Up Golf Charity, created to allow advisor to make personal charitable donations. Not investment related. Conducted from branch location. Began 07/13/2017. Spends less than 1 hour per month on activity. 7) Rents out 3 offices in Branch to 3 non-branch staff members. Not investment related. Conducted in Branch location. Ongoing since purchasing Branch building. Less than 1 hour spent on activity per month. 8) Co-owner and Director of Champions Golf Club, Inc., a private golf club located in Houston, TX. Not investment related and not located at Branch location. Spends 40 hours per month on activity, 32 hours during trading hours. Began October 1, 2021. Makes high-level decisions for club. https://www.championsgolfclub.com/ is website and telephone is 281.444.6262. 9)Co-owner and authorized party of Champions Acquisition 2021, LLC, an entitiy created to purchase Champions Golf Club, Inc., an approved private securities transaction. Additionally, LLC maintains investment account at Bolton Global Capital for personal investments. Conducted from Branch location. LLC was established on August 6th, 2021. No time spent per month. 10) Co-owner and Manager of Burro Cottages, LLC. Entity is used to own and rent cottages. Not investment. Established June 2022. 1-hour is spent per month outside trading hours. Mike conducts this activity from his Branch location, and is contact person. 11) Co-owner and Manager of Burke-Demaret Holdings, Inc., entity used as parent company for owning Champions Acquisitions 2021, LLC and subsidiaries. Created December 2022 during restructuring. Not investment related and not conducted from Branch location. No hours spent on activity. 12) Co-owner and Manager of Burke-Demaret, LLC, entitiy that is not currently used or active. Not investment related and not conducted from Branch location. No hours spent on activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Burke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael James Burke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2006 - Present
BOLTON SECURITIES CORPORATION
Office #1: 12510 Cutten Road, Houston, TX 77066RIA
BD
CRD#: 129376
HOUSTON, TX
Current
November 15, 2006 - Present
BOLTON GLOBAL CAPITAL
Office #1: 12510 Cutten Road, Houston, TX 77066BD
CRD#: 15650
Houston, TX
Past
March 31, 2005 - November 21, 2006
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
HOUSTON, TX
Past
March 31, 2005 - November 21, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HOUSTON, TX
Past
October 6, 2000 - April 26, 2005
LOCKWOOD FINANCIAL SERVICES, INC.
RIA
CRD#: 40655
HOUSTON, TX
Past
October 6, 2000 - April 26, 2005
LOCKWOOD FINANCIAL SERVICES, INC.
BD
CRD#: 40655
MALVERN, PA
Past
May 18, 1981 - October 11, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2007)
RR
Arizona(9/8/2009)
RR
California(11/15/2006)
RR
Colorado(11/15/2006)
RR
Florida(11/15/2006)
RR
Illinois(11/15/2006)
RR
Louisiana(11/16/2006)
RR
Michigan(4/4/2017)
RR
Minnesota(7/14/2014)
RR
Missouri(11/15/2006)
RR
New Mexico(5/12/2015)
RR
Pennsylvania(4/11/2013)
RR
Texas(11/15/2006)
IAR
Texas(11/15/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
