William Glasz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Glasz, who also goes by Bill Glasz, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 6 firms and has passed the Series 63, SIE, Series 56, Series 15, Series 5, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2015 - June 15, 2016
BRIGHT TRADING, LLC
April 1, 2008 - December 11, 2009
BRIGHT TRADING, LLC
May 8, 1998 - May 4, 1999
J.P. SECURITIES, INC.
October 3, 1997 - March 26, 1998
ACCUTRADE INC.
July 12, 1995 - January 8, 1998
FREETRADE.COM, INC.
December 5, 1994 - July 17, 1995
J.P. SECURITIES, INC.
January 9, 1991 - November 22, 1994
TD AMERITRADE CLEARING, INC.
January 7, 1987 - December 31, 1990
ACCUTRADE INC.
September 23, 1983 - January 5, 1987
TD AMERITRADE CLEARING, INC.
May 18, 1981 - September 12, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 12/2/2015
Proprietary Trader Qualification ExaminationSeries 15
Date: 8/11/1993
Foreign Currency Options ExaminationSeries 5
Date: 2/19/1982
Interest Rate Options ExaminationCurrent Firm
BRIGHT TRADING, LLC
CRD#: 34702 / SEC#: , 8-44990
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHT INVESTMENTS, LLC | MANAGING MEMBER | |
| ARLINSKY, KOSTA | TRADER | 5510518 |
| ARLINSKY, STEVE | TRADER | 5510563 |
| JONES, KEN ANDO | TRADER | 5512985 |
| SORGIC, SINISA | TRADER | 5513001 |
| ANDERSON, DIANA ELIZABETH | COMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER | 4894089 |
| BRIGHT, ROBERT ALVIN | CEO, CFO | 1148394 |
| CHAN, STEPHEN KEI ON | TRADER | 5571223 |
| FRIESEN, ROBIN DALE | PRESIDENT/CHIEF OPERATING OFFICER | 5518030 |
| ROSS, CHRISTINE ANGEL | CFO, FINOP | 5512412 |
| SHILLETTO, ANDREW E MR. | TRADER | 4793136 |
| WALENTINY, CARLO ANNE JOSEPH | TRADER | 5518113 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
