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HS

Heath R. Stock

ENERGY DOMAIN SECURITIES
FORT WORTH, TX 76102
Some features on this profile are disabled
CRD#: 7304643
HS

Professional summary

Heath Raymon Stock is a registered financial professional currently at ENERGY DOMAIN SECURITIES, LLC located in Fort Worth, Texas.

Heath is registered as a RR (Registered Representative) and started their career in finance in 2021. Heath has worked at 1 firm and has passed the Series 63, Series 99TO, Series 22TO, SIE and Series 39 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heath Raymon Stock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2021 - Present

ENERGY DOMAIN SECURITIES, LLC

Office #1: 1301 W. 7th Street, Suit 120, Fort Worth, TX 76102
BD
CRD#: 308289
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/15/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/26/2021
Operations Professional Examination
General Industry/Product Exam
RR
Series 22TO
Date: 12/18/2020
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/18/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 39
Date: 4/30/2021
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ED
ENERGY DOMAIN SECURITIES, LLC
ENERGY DOMAIN SECURITIES, LLC

CRD#: 308289 / SEC#: , 8-70513

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1301 W. 7th Street, Suit 120, Fort Worth, TX 76102
Mailing Address
1301 W. 7th Street, Suite 120, Fort Worth, TX 76102
Phone number
(817) 928-3322
Established
Texas since 02/25/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENERGY DOMAIN, LLCSHAREHOLDER
HEINZELMANN, BENTON MATHIASPRESIDENT7247105
NAVEED, HASNAINFINOP7004810
STOCK, HEATH RAYMONCHIEF COMPLIANCE OFFICER7304643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENERGY DOMAIN SECURITIES, LLC

CRD#: 308289Fort Worth, TX 76102

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